RetireOne successfully completes SOC 2 Audit to further its commitment to Security
Louiville, KY, January 10, 2025— RetireOne (https://retireone.com/ ), the pioneer of the Fiduciary Insurance Marketplace for Investment Advisors, today announced its successful completion of its SOC 2 audit as of May 1 to Oct 31, 2024 as it looks to enhance its industry leading technology stack which includes the highly valued Advisor Transparency Portal.
The SOC 2 audit was conducted by A-LIGN, the leading provider in cybersecurity compliance trusted by more than 4,000 global organizations to help mitigate cybersecurity risks.
“Our top priority has always been the security of our customer data and we’ve prided ourselves on that security. This SOC 2 assessment by A-LIGN confirms the strength of our efforts”. Scott Strait, Chief Technology Officer, Co-Founder.
Established by the American Institute of Certified Public Accountants (AICPA), the SOC 2 examination is designed for organizations of any size, regardless of industry and scope, to ensure the personal assets of their potential and existing customers are protected. SOC 2 reports are recognized globally and affirm that a company’s infrastructure, software, people, data, policies, procedures and operations have been formally reviewed.
“Congratulations to RetireOne for completing their SOC 2 audit, a widely recognized signal of trust and security,” said Steve Simmons, COO of A-LIGN. “It’s great to work with organizations like RetireOne, who understand the value of expertise in driving an efficient audit and the importance of a high-quality final report.”
RetireOne will perform a SOC 2 assessment on an annual basis and can make the report available to current or potential customers upon execution of a non-disclosure agreement. If you are interested in viewing RetireOne’s SOC 2 report, please contact Ed Mercier at ed.mercier@retireone.com. For more information on RetireOne, visit https://retireone.com/.
About RetireOne
Serving over 1,200 RIAs and fee-based advisors since 2011, RetireOne® is the leading, independent platform for fee-based insurance solutions. With offerings from multiple “A” rated companies, RIAs may access this fiduciary marketplace at no additional cost to them or their clients. With $2 billion of assets under administration, RetireOne continues to grow in its mission to provide advisors and their clients’ valuable retirement solutions that are simple to use, easy to understand, and delivered with outstanding service. Learn more at RetireOne.com and follow us on X @RetireOne and LinkedIn.
ABOUT A-LIGN
A-LIGN is the leading provider of high-quality, efficient cybersecurity compliance programs. Combining experienced auditors and audit management technology, A-LIGN provides the widest breadth and depth of services including SOC 2, ISO 27001, HITRUST, FedRAMP, and PCI. A-LIGN is the number one issuer of SOC 2 and a leading HITRUST and FedRAMP assessor. To learn more, visit a-lign.com.
