Old client annuities don’t have to be left behind at a former Broker-Dealer for a junior broker to poach. You can close the back door by moving them from the former Broker-Dealer by working with RetireOne to change the Agent of Record. Whether you’re transitioning to the fee-based compensation model, or simply have clients who were sold annuities by former brokers, you can connect to these annuity assets (that aren’t yet ready to move to advisory solutions) so that you can protect them from poaching, see them on your advisor desktop, manage them, report on them, and include them on client statements.
FOR FINANCIAL PROFESSIONAL USE ONLY. NOT FOR CONSUMER USE.
Videos about the many ways RetireOne’s people, fiduciary marketplace and technology enhance the work of RIA firms.